AIX for IBDs, day in the life.
A six-screen click-through of the AIX advisor experience as a broker-dealer rep sees it — sign-in, the curated marketplace of approved offerings, a sponsor's data room, the digital subscription flow with 0% NIGO validation, multi-party approval and downstream submission, and post-trade order monitoring. Names, accounts, and sponsors are anonymized; the workflow mirrors what's running in production for white-label customers today.
Dashboard
Explore
Browse sponsors with digital products available. Select a sponsor to request access to more products through your dashboard.
Dashboard
| Product Name | Type | Min Investment | Status | |
|---|---|---|---|---|
| Halcyon Direct Lending Feeder III | BDC | $250,000 | Open | View |
| Halcyon Asset-Backed Credit Fund | Closed-End Fund | $100,000 | Open | View |
| Halcyon Diversified Credit Fund | BDC | $25,000 | Open | View |
| Halcyon Real Estate Income Trust | Closed-End Fund | $25,000 | Pending Diligence | Request Access |
Orders
Order Overview
Investor Information
Order Details
Required Forms
Orders
Signature Collection
| Signer | Role | Status | Sent | |
|---|---|---|---|---|
| Alex Chen | Advisor | advisor@bridgewood.com | ✓ Signed | 05/10 09:14 |
| James Park | OSJ | j.park@bridgewood.com | ✓ Signed | 05/10 09:42 |
| Hampton Family Trust | Investor | trust@hamptonfamily.com | Sent — Awaiting | 05/10 09:43 |
| Halcyon Transfer Agent | Sponsor counter-sign | ta@halcyon-am.com | Queued | — |
| North Custody | Custodian ack | ops@northcustody.com | Queued | — |
All Orders
Buy
| Order # | Account | Custodian | Product | Firm | Advisor | Created By | Last Activity | Status |
|---|---|---|---|---|---|---|---|---|
| #44821 | Hampton Family Trust | North Custody | Halcyon Direct Lending III | Bridgewood | A. Chen | A. Chen | 2 min ago | Settled |
| #44820 | Yamamoto Family Office | Atlas Custody | Cascade Core+ RE | Bridgewood | A. Chen | A. Chen | 1 hr ago | Signatures |
| #44819 | Sierra Halsey Trust | North Custody | Northstar Infrastructure | Bridgewood | M. Santos | M. Santos | 3 hrs ago | Drafting |
| #44818 | Cordova Properties | Summit Custody | Beacon Income Property | Bridgewood | M. Santos | M. Santos | 1 day ago | Settled |
| #44817 | Madrona Partners | North Custody | Bedrock REIT | Bridgewood | J. Park | J. Park | 2 days ago | Settled |
| #44816 | Easton Holdings | Atlas Custody | Meridian Private Credit IV | Bridgewood | J. Park | J. Park | 2 days ago | Settled |
Five things that matter to home office.
AIX is the rep-facing surface. Underneath it is the broker-dealer control plane — supervision, gated product lists, performance reporting, fee billing, commission attribution, and a clean trade blotter. Click through.
One pane for firm-wide supervision.
Every advisor, every household, every alt position — surveilled in real time. Suitability flags, concentration breaches, and stale reviews stop being a quarterly scramble.
- ✓Real-time alts adoption by branch and rep cohort
- ✓Concentration, suitability, and liquidity exceptions in one queue
- ✓Drill firm → branch → rep → household in two clicks
- ✓WORM-compliant audit trail of every decision and override
Bridgewood Securities · Firm overview
412 advisors · 18,742 households · as of today
Reps actually want to use it.
The AIX surface you just clicked through is what the rep sees every day. Proposals in minutes, not hours. Coach signals on every household. Models and approved funds one click away.
- ✓Auto-built proposals from custodial data — branded PDFs in under 60 seconds
- ✓"Next-best action" prompts on every household
- ✓Side-by-side current vs. firm model, gap quantified in dollars
- ✓Native e-sign, sub-doc auto-fill, CRM sync (Salesforce, Wealthbox, Redtail)
Alex Chen · Senior Advisor
Branch 0142 · 87 households · $184M book
Your approved list, enforced everywhere.
Home office curates the universe. AIX makes only approved funds visible to reps — with role-based gating, share-class controls, and per-state availability. Off-list funds are blocked at the marketplace, the proposal builder, and the trade ticket.
- ✓Firm-managed approved list with versioning and effective dates
- ✓Per-rep, per-state, per-account-type gating
- ✓Hard blocks on un-approved funds, soft warnings off-model
- ✓Due-diligence packets, side letters, offering docs centralized
Approved Product List
v3.2 · effective 05/01/2026 · 18 sponsors · 47 funds
Performance, billing, and ops without rekey.
Custodian-integrated performance reporting. Fee billing that handles tiered, sleeve-based, and hybrid schedules. Statements, capital calls, K-1 distribution — all on a single ledger.
- ✓Performance at household, rep, branch, and firm level
- ✓Tiered, sleeve-based, and override-friendly fee billing
- ✓Capital call notices, distribution tracking, K-1 routing
- ✓Integrations with major custodians, fund admins, and portfolio tools
Firm performance
Composite return · vs. 60/40 benchmark · trailing 12 months
Trade blotter, commissions, and a clean audit trail.
Every trade, every settle, every commission split — in one ledger. Configurable grids, finder's fees, trail attribution, and trade-level reconciliation against the custodian.
- ✓Real-time trade blotter with status, allocation, settlement
- ✓Commission grid management — placement, trail, finder's fees, overrides
- ✓Custodian reconciliation with break-investigation workflows
- ✓Branch- and rep-level commission statements, automatic
Today's blotter
42 tickets · $18.4M notional · auto-reconciled with custodian
Ready to see this on your actual book?
We'll model a home-office view using your branch structure, sleeve definitions, and existing approved list. Most BD evaluations run intro-to-pilot in under three weeks.